The Financial Conduct Authority (FCA) regulates financial service firms and financial markets in the UK. An appointed representative (AR) is an individual or firm who
Insurtech
What Happens When FCA Authorisation Expires or is Removed?
The Financial Conduct Authority (FCA) is one of a few bodies that regulates financial service firms and financial markets in the UK. If you want
A Guide to MiFID Client Categorisation
This post is an essential introduction to MiFID client categorisation. We’ll explain the three categories and discuss why it’s important that your clients are correctly
What is Conduct Risk for Insurers?
In recent years, the Financial Conduct Authority (FCA) has been working towards an agenda they refer to as “conduct risk”. Customers trust insurers to provide
FCA Rules For Holding Client Money – What You Need to Know
The Financial Conduct Authority (FCA) regulates financial service firms and financial markets in the UK, including insurers and insurance brokers. What Does the FCA Do?